Investigating rock mutation characteristics and damage state warning model based on energy conversion

Abstract Rock engineering achieves the secondary stress balance through rock mass structure adjustment, where energy conversion is throughout and associated closely with rock deformation and damage. In this study, a series of triaxial compression tests were conducted on red sandstone to investigate these features. The results showed that the damage state of red sandstone specimens presented five stages under different confining pressure, corresponding to the multistage evolution characteristic of the energy conversion. In the case of the dissipation energy conversion ratio (η), it showed five stages: a gradual increase, decreasing gradually and reaching a minimum value, increasing gradually, increasing with growth rate, and accelerated growth, therein the strong nonlinearity reflected the stability and instability of the internal structure of the rock and had the basic characteristics of the mutation theory, therefore the damage state warning model was established on just that. The relation between the η and time fitted by a four‐rank potential function had a fitting parameter (R2) larger than 0.9, and the bifurcation set of the η calculated by the damage state warning model had twice stages less than 0. The second stage, which occurred near the minimum value of the η and run through the plastic deformation stage, could be used to predict rock damage and fracture, and it was proven feasible by acoustic emission (AE) precursor and better than AE warning. This research can enrich the methods for identifying rock damage state and provide reference for revealing the occurrence and development mechanism of various rock instability disasters.