The World Health Organization recently proposed a reformulation of posttraumatic stress disorder (PTSD) for the 11th edition of the International Classification of Diseases (ICD‐11), employing only 6 symptoms. The aim of this study was to investigate the impact of this reformulation of PTSD as compared to criteria according to Diagnostic and Statistical Manual of Mental Disorders (4th ed., DSM‐IV; American Psychiatric Association, 1994) on the prevalence of current PTSD as well as comorbid major depressive episode and anxiety disorders other than PTSD. Study 1 involved previously collected interviews with 560 Kosovar civilian war survivors; Study 2 employed a previously collected sample of 142 British war veterans. Results revealed no change in the diagnostic status under the criteria proposed for ICD‐11 in 87.5% of civilian war survivors and 91.5% of war veterans. Participants who only met the newly proposed criteria showed lower rates of comorbid major depressive episode than participants who only met DSM‐IV criteria (13.6% vs. 43.8% respectively). Rates of comorbid anxiety disorders did not significantly differ between participants who lost or gained a PTSD diagnosis under the proposed criteria.
Resumen: La Organización Mundial de la Salud propuso una reformulación del Trastorno por Estrés Post Traumático (TEPT) para la decimoprimera edición de la Clasificación Internacional de Enfermedades (CIE‐11), empleando sólo 6 síntomas. El objetivo de este estudio fue investigar el impacto de esta reformulación del TEPT en comparación con los criterios actuales del TEPT en el DSM‐IV, así como también la comorbilidad con episodio depresivo mayor y otros trastornos ansiosos. El estudio 1 involucró la recolección de entrevistas realizadas previamente a 560 civiles Kosovianos sobrevivientes de la guerra; el estudio 2 empleó una muestra recolectada previamente de 142 veteranos de guerra británicos. El resultado reveló que no había cambio en el estatus diagnóstico bajo el criterio propuesto por la CIE‐11 en un 87,5% de los civiles sobrevivientes a la guerra y en un 91,5% de los veteranos de guerra. Los participantes que sólo cumplían con los criterios recientemente propuestos mostraron menor tasa de comorbilidad con episodio depresivo mayor que los participantes que sólo cumplían con los criterios del DSM‐IV (13.6% vs. 43.8% respectivamente). Las tasas de comorbilidad con trastornos ansiosos no difirieron significativamente entre los participantes que perdieron o ganaron el diagnóstico de TEPT bajo los nuevos criterios propuestos.
標題: DSM‐IV中和在ICD‐11中提出改寫的創傷後壓力症對比 撮要: 世界衛生組織近日就國際疾病傷害及死因分類標準第十一版(ICD‐11)提出對創傷後壓力症(PTSD)作出改寫,只採用6項症狀。本研究目的旨在調查是次改寫PTSD的影響,與⟪精神疾病診斷與統計手冊第四版⟫(DSM‐IV)就目前PTSD以及共病嚴重抑鬱節段和其他焦慮症的普遍程度準則作對比。研究一採用先前所收集科索沃戰爭560名生還者的面談;研究二採用了先前收集142名英國退役軍人的樣本。結果顯示,根據ICD‐11提出的準則,診斷狀態在百分之87.5的戰爭生還者和百分之91.5的退役軍人中沒有改變。只符合新提出準則的參與者,相比只符合DSM‐IV準則的參與者,反映出較低的共病嚴重抑鬱節段(分別為百分之13.6 比百分之43.8)。在新提出的準則中,PTSD診斷或增或減的參與者,其共病焦慮症比率則沒有明顯差別。 關鍵詞:PTSD, DSM‐5, ICD‐11, 戰爭, 創傷事件, 共病 标题: DSM‐IV中和在ICD‐11中提出改写的创伤后压力症对比 撮要: 世界卫生组织近日就国际疾病伤害及死因分类标准第十一版(ICD‐11)提出对创伤后压力症(PTSD)作出改写,只采用6项症状。本研究目的旨在调查是次改写PTSD的影响,与⟪精神疾病诊断与统计手册第四版⟫(DSM‐IV)就目前PTSD以及共病严重抑郁节段和其他焦虑症的普遍程度准则作对比。研究一采用先前所收集科索沃战争560名生还者的面谈;研究二采用了先前收集142名英国退役军人的样本。结果显示,根据ICD‐11提出的准则,诊断状态在百分之87.5的战争生还者和百分之91.5的退役军人中没有改变。只符合新提出准则的参与者,相比只符合DSM‐IV准则的参与者,反映出较低的共病严重抑郁节段(分别为百分之13.6 比百分之43.8)。在新提出的准则中,PTSD诊断或增或减的参与者,其共病焦虑症比率则没有明显差别。 关键词:PTSD, DSM‐5, ICD‐11, 战争, 创伤事件, 共病
Posttraumatic stress disorder (PTSD) was first defined in the third edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM‐III; American Psychiatric Association [APA], [
The DSM‐IV PTSD diagnosis has been criticized on at least four fronts. First, there is debate on the utility and demarcation of the stressor criterion (Criterion A) and the overlap among separate PTSD symptom criteria (Yufik & Simms, [
The WHO's ICD first introduced the criteria for PTSD in its 10th revision (ICD‐10; World Health Organization, [
Proposed Diagnostic Criteria for PTSD in ICD‐11
(i) Recurrent distressing dreams related to an event now perceived as having severely threatened someone's physical or psychological well‐being, from which the person wakes with marked fear or horror (ii) Repeated daytime images related to an event now perceived as having severely threatened someone's physical or psychological well‐being, experienced as recurring in the present and accompanied by marked fear or horror (i) Efforts to avoid thoughts, feelings, conversations, or internal reminders associated with the reexperienced event(s) (ii) Efforts to avoid activities, places, people, or external reminders associated with the reexperienced event(s) (i) Hypervigilance (ii) Exaggerated startle responseReexperiencing: either (i) or (ii) Impairment. The symptoms must last for at least several weeks and cause significant impairment in functioning
- 2 Note
- 3 PTSD = posttraumatic stress disorder; ICD‐11 = International Classification of Diseases (11th ed.). Adapted from “Reformulating PTSD for DSM‐V: Life after Criterion A” by C. R. Brewin, R. A. Lanius, A. Novac, U. Schnyder, & S. Galea, 2009, Journal of Traumatic Stress, 22, 366–373. Copyright 2009 by the International Society for Traumatic Stress Studies.
The implications of the proposed ICD‐11 criteria on the prevalence of PTSD and on its comorbidity with other disorders are unknown. To our knowledge, only one study has evaluated the impact of these criteria on the prevalence and comorbidity pattern of PTSD (van Emmerik & Kamphuis, [
This investigation aimed to compare the prevalence of PTSD under the DSM‐IV and proposed ICD‐11 criteria in nontreatment‐seeking samples. This comparison is possible because the newly proposed ICD‐11 criteria for PTSD constitute a subset of the PTSD symptoms specified in the DSM‐IV criteria (specifically, symptoms B2, B3, C1, C2, D4, and D5). Accordingly, instruments capturing the DSM‐IV criteria for PTSD can be used to evaluate the proposed ICD‐11 criteria.
Study 1 utilized data from two surveys conducted in Kosovo in 2009 (Morina, von Lersner, & Prigerson, [
In accordance with the original aim of the study to investigate the impact of war‐related grief on mental health, the samples consisted of bereaved and nonbereaved participants. All participants reported exposure to at least one war‐related traumatic event beyond loss of relatives during the war. After a complete description of the study to the subjects, informed consent was obtained. Participants who were 16 or 17 years old (18.9% of the sample) were asked to provide informed consent after consulting one of their parents. The study was approved by the Ethics Committee of the University of Amsterdam. Participants were compensated with 5 Euros for their participation.
Lists of all families who had lost relatives during the war in the selected municipalities were provided by communal authorities. Out of 406 contacted participants, 95 did not meet the inclusion criteria (younger than 6 years old during the war with regard to the subsample of bereaved young adults and having no children with regard to the subsample of single mothers). Of 311 potential participants, 27 declined to participate in the study, resulting in a participation rate of 91.3%: 284 of 311. Missing values resulted in the exclusion of five participants; thus, 279 bereaved participants were included in the analyses.
Nonbereaved civilian war survivors were contacted in the same localities as bereaved participants. This group was recruited using a random walk approach (Priebe et al., [
The mean age of participants in Study 1 was 30.56 years (SD = 14.61, range 16–69) and 75.4% were female. On average, they reported 9.55 years of school (SD = 3.84) and 47.0% of them were unemployed. Participants reported a mean of 17.59 (SD = 13.52) war‐related traumatic events, a mean of 0.16 (SD = 0.80) prewar events, and a mean of 0.16 (SD = 1.04) postwar events.
Sociodemographic characteristics of the participants were assessed on a brief structured questionnaire. Traumatic events were measured using a checklist that assessed 18 war‐related traumatic events (Morina, Rushiti, Salihu, & Ford, [
MDE and anxiety disorders were assessed with the MINI International Neuropsychiatric Interview that has shown similar diagnostic sensitivity compared to the Structured Clinical Interview for DSM‐III‐R (Sheehan et al., [
PTSD symptoms experienced in the past month were assessed with the Posttraumatic Stress Diagnostic Scale (PDS; Foa, Cashman, Jaycox, & Perry, [
Veterans were predominantly recruited from the United Kingdom Service Personnel and Veterans Agency whose medical staff sent invitation letters for research participation to groups of veterans receiving pensions for PTSD or for physical disabilities only. The explicit focus of the study was on veterans’ general well‐being. Of the veterans at confirmed addresses, 51% agreed to an interview. Inclusion criteria were being in receipt of a war pension either for DSM‐IV PTSD or for a physical disability as a result of military service, being younger than 60 years, and having experienced a traumatic event during military service. Of 191 interviewed veterans, 13 did not meet these inclusion criteria and other veterans were omitted on the basis of our exclusion criteria: presence of ongoing PTSD from before military service (
The mean age of the veterans was 36.27 years (SD = 4.99, range 22–59) and 97.2% were male. Education up to the age of 16 years only was reported by 58.2%, up to 18 years by 25.5%, and degree level or above by 16.3%. The percentage of commissioned officers was 4.2%, noncommissioned officers 38.0%, and other ranks 57.8%. The average length of time they had served in the armed forces was 8.50 years (SD = 4.47). Participants reported a mean of 3.20 (SD = 1.55) traumatic events.
At the start of the clinical interview, veterans were asked to list traumatic service events meeting Criterion A1 of the SCID‐IV, describe and date their first and last service trauma, and identify and date a trauma that they believed had affected them most (the main trauma). Symptoms were then related to these events. Retrospective DSM‐IV diagnoses of current PTSD and thereby also the proposed ICD‐11 diagnoses of PTSD, anchored to the time the participant was discharged from the armed services, were determined during our research interviews using the SCID for DSM‐IV (First et al., [
Interviewers were trained to use the SCID and all interviews were audiotaped and transcribed verbatim. Interrater reliability was calculated on a subset of 27 interviews from the full sample of 191 and found to be acceptable: classification as immediate versus delayed‐onset versus no DSM‐IV PTSD (96% agreement, κ =.94).
First, sociodemographic and trauma‐related characteristics were summarized using means and standard deviations or percentages, as applicable and available for each sample. Second, we calculated the proportions of participants in each sample meeting the PTSD diagnosis following the DSM‐IV and proposed ICD‐11 criteria, respectively. Two‐tailed binomial approximation z tests for proportions were used to evaluate differences in proportions. Third, we calculated the odds ratios and their 95% confidence intervals of comorbid MDE and anxiety disorders other than PTSD among civilian war survivors meeting only the DSM‐IV criteria or the proposed ICD‐11 criteria for Study 1. The numbers were too small to do this analysis for Study 2.
In Study 1, the PTSD prevalence according to ICD‐11 criteria was not significantly different from the PTSD prevalence based on the DSM‐IV (z = 1.66, p =.10). As shown in Table [NaN] , 48 participants (8.6%) met DSM‐IV criteria only (and thus not ICD‐11 criteria) and 22 participants (3.9%) met the proposed ICD‐11 criteria and not the DSM‐IV criteria, leaving 87.5% with an unchanged diagnostic status. An examination of the PTSD symptom clusters revealed mixed results. As compared to DSM‐IV criteria, significantly fewer individuals met ICD‐11 criteria for intrusion and significantly more individuals met ICD‐11 criteria for avoidance (both ps <.01). There was no significant difference between both sets of criteria with regard to hyperarousal (p =.91).
Proportion Meeting DSM‐IV and Proposed ICD‐11 PTSD Criteria, Change From DSM‐IV Status, and Test of Comparisons
ICD‐11 from DSM‐IV DSM‐IV ICD‐11 Absent Unchanged Newly present Variable Study n % n % n % n % n % z Reexperiencing cluster 1 339 60.5 221 39.5 118 21.1 442 78.9 0 0.0 7.050002 2 91 64.1 82 57.7 9 6.3 133 93.7 0 0.0 1.09 Avoidance cluster 1 223 39.8 277 49.5 7 1.3 492 88.9 61 10.9 −3.250002 2 67 47.2 88 62.0 1 0.7 119 83.8 22 15.5 −2.500002 Hyperarousal cluster 1 303 54.1 305 54.5 23 4.1 512 91.4 25 4.5 0.12 2 98 69.0 98 69.0 10 7.1 122 85.9 10 7.1 0 PTSD diagnosis 1 195 34.8 169 30.2 48 8.6 490 87.5 22 3.9 −1.66 2 58 40.8 64 45.1 3 2.1 130 91.5 9 6.3 0.72
- 7 Note
- 8 DSM‐IV = Diagnostic and Statistical Manual of Mental Disorders (4th ed.); ICD‐11 = International Classification of Diseases (11th ed.); PTSD = posttraumatic stress disorder.
- 9 *p <.05. **p <.01. ***p <.001.
In Study 2, the prevalence of PTSD was not significantly different regarding the two criteria sets (see Table [NaN] ). Three participants (2.1%) met DSM‐IV criteria only (and thus not ICD‐11 criteria) and nine participants (6.3%) met the proposed ICD‐11 criteria and not the DSM‐IV criteria, leaving 91.5% with an unchanged diagnostic status. As compared to DSM‐IV criteria, significantly more individuals met ICD‐11 criteria for avoidance (p <.05). There was no significant difference between both sets of criteria with regard to intrusion or hyperarousal (both ps >.10). See Table [NaN] for the proportion of participants reporting single DSM‐IV and proposed ICD‐11 PTSD items.
Proportion Reporting DSM‐IV and Proposed ICD‐11 PTSD Items
DSM‐IV ICD‐11 Variable Study n % n % Distressing recollections 1 308 55.0 – – 2 73 51.4 – – Distressing dreams 1 146 26.1 146 26.1 2 77 54.2 77 54.2 Flashbacks 1 170 30.4 170 30.4 2 56 39.4 56 39.4 Psychological reactivity 1 283 50.5 – – 2 54 38.0 – – Physiological reactivity 1 229 40.9 – – 2 59 41.5 – – Avoiding internal reminders 1 262 46.8 262 46.8 2 82 57.7 82 57.7 Avoiding external reminders 1 216 38.6 216 38.6 2 46 32.4 46 32.4 Specific amnesia 1 117 20.1 – – 2 21 14.8 – – Diminished interest 1 180 32.1 – – 2 46 32.4 – – Detachment 1 128 22.9 – – 2 73 51.4 – – Restricted affect 1 180 32.1 – – 2 50 35.2 – – Foreshortened future 1 186 33.2 – – 2 27 19.0 – – Difficulty sleeping 1 217 38.8 – – 2 79 55.6 – – Irritability 1 264 47.1 – – 2 76 53.5 – – Difficulty concentrating 1 243 43.4 – – 2 56 39.4 – – Hypervigilance 1 241 43.0 241 43.0 2 81 57.0 81 57.0 Exaggerated startle response 1 238 42.5 238 42.5 2 76 53.5 76 53.5
- 10 Note
- 11 DSM‐IV = Diagnostic and Statistical Manual of Mental Disorders (4th ed.); ICD‐11 = International Classification of Diseases (11th ed.); PTSD = posttraumatic stress disorder.
Table [NaN] presents rates of comorbidity of PTSD with MDE and anxiety disorders among Study 1 participants meeting PTSD criteria according to both criteria sets. An examination of participants meeting DSM‐IV criteria only and participants meeting ICD‐11 criteria only revealed that rates of comorbidity were generally lower in the ICD‐11 group, but differed significantly only with respect to MDE, with fewer participants in this group reporting the diagnosis (p =.01). For Study 2, numbers of participants meeting PTSD criteria according to both criteria sets were too small to conduct a corresponding analysis.
Proportion of Civilian War Survivors With PTSD Meeting Criteria for Comorbid Depression or Anxiety Disorders
DSM‐IV PTSD (n = 195) ICD‐11 PTSD (n = 169) DSM‐IV PTSD only (n = 48) ICD‐11 PTSD only (n = 22) ICD‐11 PTSD only vs. DSM‐IV PTSD only Variable n % n % n % n % OR [95% CI] p‐value MDE 102 52.3 84 49.7 21 43.8 3 13.6 0.20 [0.05, 0.78] .014 PD without AG 2 1.0 2 1.2 0 0.0 0 0.0 – – – PD with AG 12 6.2 13 7.7 1 2.1 2 9.1 4.70 [0.40, 54.84] .179 AG 54 27.2 48 28.4 10 20.8 4 18.2 0.84 [0.23, 3.06] .797 SP 23 11.8 18 10.7 7 14.6 2 9.1 0.59 [0.11, 3.08] .524 OCD 7 3.6 8 4.7 1 2.1 2 9.1 4.70 [0.40, 54.83] .179 GAD 63 32.3 57 33.7 7 14.6 1 4.5 0.28 [0.03, 2.42] .220 MDE or any AD 134 69.1 112 66.7 28 58.3 6 27.3 0.27 [0.09, 0.81] .016
- 12 Note
- 13 PTSD = posttraumatic stress disorder; DSM‐IV = Diagnostic and Statistical Manual of Mental Disorders (4th ed.); ICD‐11 = International Classification of Diseases (11th ed.); MDE = major depressive episode; PD = panic disorder; AG = agoraphobia; SP = social phobia; OCD = obsessive compulsive disorder; GAD = generalized anxiety disorder; AD = anxiety disorder. Odds ratios (ORs) compared individuals only meeting ICD criteria for PTSD to individuals only meeting DSM‐IV criteria for PTSD.
Our results indicate that the new approach proposed for ICD‐11 need not make a substantial difference to PTSD prevalence. This finding held across two samples that differed markedly in gender and composition (civilian vs. military), and are consistent with van Emmerik and Kamphuis ([
One effect of the ICD‐11 proposals, which was observed in both datasets, was to decrease the number of individuals meeting the reexperiencing criterion. This was to be expected given that repetitive intrusive memories, once thought to be unique to PTSD, are now known to be found in many other disorders (Brewin, Gregory, Lipton, & Burgess, [
Perhaps the most substantial effect of the changes was to increase the number of individuals meeting the avoidance/numbing criterion. Our data support this notion; in both samples the number of individuals meeting the avoidance criterion was higher for the ICD‐11 system than for the DSM‐IV system. This is most plausibly a result of the reduced threshold whereby three out of seven avoidance symptoms must be present to meet the DSM‐IV avoidance criterion as compared to one out of two symptoms following the ICD‐11. One potential implication is that previously a substantial proportion of individuals diagnosed with PTSD showed active avoidance of internal or external stimuli that reminded them of their trauma, but failed to meet the criterion because other symptoms in this cluster were lacking. Substantial literature shows that the active avoidance symptoms are functionally distinct from the other Criterion C symptoms in DSM‐IV (e.g., social withdrawal, loss of interest in activities; Yufik & Simms, [
Relatedly, the reduced set of symptoms led to significantly less comorbidity with major depression. The removal of symptoms, a number of which are now known to be characteristic of depression (e.g., intrusive memories, distressing recollections, social withdrawal, foreshortened future), may have improved the specificity of the remaining symptoms sufficiently to reduce comorbidity, as was the intention. Alternatively, the reduced comorbidity with major depression may be viewed as a correlate of lower symptom severity in participants meeting the proposed ICD‐11 criteria for PTSD compared to participants meeting the DSM‐IV criteria. Interpretation of our findings will differ depending on whether the ICD‐11 is perceived as having a more lenient avoidance/numbing criterion as compared to the DSM‐IV or whether these symptoms are perceived as being part of a separate condition.
As previously noted, however, comorbidity was not reduced by these means in a treatment‐seeking sample (van Emmerik & Kamphuis, [
Limitations include the focus on war trauma only and the low rates of some comorbid anxiety disorders. Additionally, the PDS used in the civilian sample measures the frequency of PTSD symptoms only and not the level of impairment. Further, the use of a self‐report in the civilian sample represents a less accurate assessment of PTSD symptoms than garnered from the use of clinical interviews. A potential overrepresentation of PTSD symptoms, however, is not likely to have impacted the current results as such an overrepresentation should be present in both formulations of PTSD (i.e., DSM‐IV and ICD‐11). The use of a self‐report in the first sample and a structured interview in the second sample might also represent a strength of this study given the similar results in both samples. In addition, reliance on previously collected data prevented us from testing proposed ICD‐11 against DSM‐5 diagnoses. Although the participation rate in the veteran sample was only around 50%, the specific analyses we have reported do not require a representative or unbiased sample, so this is unlikely to be a serious limitation. Further research is needed to examine to what extent the ICD‐11 criteria and DSM‐IV criteria demarcate different forms of psychopathology, despite yielding comparable prevalences of PTSD. Additionally, as ICD‐11 criteria include only one symptom that lends itself to objective measurement (exaggerated startle response), future research needs to also investigate potential scientific and clinical implications of the reduced number of the required PTSD objective symptoms.
The symptoms selected for the ICD‐11 are those that appear at present to distinguish PTSD most clearly from other disorders: the reexperiencing of the traumatic event(s), the deliberate avoidance of reminders of the traumatic event(s), and certain hyperarousal symptoms. Five of the six symptoms selected to assess PTSD in ICD‐11 were found to be among the most highly predictive of a PTSD diagnosis in the DSM‐IV Field Trial (Kilpatrick et al., [
By Nexhmedin Morina; Arnold A. P. Emmerik; Bernice Andrews and Chris R. Brewin